ANTHONY M. COLLICA, CFP®, ChFC®, BFA™ 20+ years experience

Invest with Confidence,

Plan with Purpose.

The personal attention of a trusted advisor
The infrastructure of one of America's largest independent wealth platforms

The personal attention of a trusted advisor
The infrastructure of one of America's largest independent wealth platforms

Most advisors simply manage investments.
The Collica Group helps build and protect long-term legacy

Award-winning and nationally recognized, The Collica Group delivers a private CFO experience - coordinating your investments, taxes, estate, and legacy with the discipline of a major institution and the attention of someone who actually knows your name.

South Florida

|

The Hamptons

|

Metro Detroit

|

NationWide

ANTHONY COLLICA, CFP®, ChFC®, BFA™
20+ years experience

Invest with Confidence,

Plan with Purpose.

The personal attention of a trusted advisor
The infrastructure of one of America's largest independent wealth platforms

Most advisors simply manage investments.
The Collica Group helps build and protect long-term legacy

Award-winning and nationally recognized, The Collica Group delivers a private CFO experience.

South Florida | The Hamptons | Metro Detroit | Nationwide

|

The Hamptons

|

Metro Detroit

|

NationWide

AS FEATURED IN

AS FEATURED IN

AS FEATURED IN

WHAT WE DO

WHAT WE DO

Strategic Wealth Management & Fiduciary Advisory

Strategic Wealth Management & Fiduciary Advisory

Strategic Wealth Management & Fiduciary Advisory

For Individuals, Families, and Business Owners

For Individuals, Families, and Business Owners

For Individuals, Families, and Business Owners

How we work with clients

How we work with clients

How we work with clients

For you. In our own words.

Meet Anthony M. Collica

Meet Anthony M. Collica

Meet Anthony M. Collica

We help successful individuals, families, and business owners simplify complex wealth and make sound financial decisions with clarity and confidence over time.


Our clients value a level of personal attention and accessibility that is increasingly hard to find.


Backed by Osaic Wealth, Inc., with over $700 billion in assets, we combine the attentiveness of a private office with the strength, resources, and security of a major institution.

We help successful individuals, families, and business owners simplify complex wealth and make sound financial decisions with clarity and confidence over time.


Our clients value a level of personal attention and accessibility that is increasingly hard to find.


Backed by Osaic Wealth, Inc., with over $700 billion in assets, we combine the attentiveness of a private office with the strength, resources, and security of a major institution.

We help successful individuals, families, and business owners simplify complex wealth and make sound financial decisions with clarity and confidence over time.


Our clients value a level of personal attention and accessibility that is increasingly hard to find.


Backed by Osaic Wealth, Inc., with over $700 billion in assets, we combine the attentiveness of a private office with the strength, resources, and security of a major institution.

People Image
ANTHONY M. COLLICA, CFP®, ChFC®, BFA™
Executive Director of Wealth Management
People Image
ANTHONY COLLICA, CFP®, ChFC®, BFA™
Executive Director of Wealth Management
0

Of our clients recommend The Collica Group for personalized guidance and long-term partnership.

Of our clients recommend The Collica Group for personalized guidance and long-term partnership.

Of our clients recommend The Collica Group for personalized guidance and long-term partnership.

Your Assets. Protected at the highest level

Your Assets. Protected at the highest level

Your Assets. Protected at the highest level

We have the autonomy to work across a broad network of institutional partners — from Fidelity Investments for custody to Goldman Sachs for lending strategies. Unlike most advisors who are locked into a single platform, The Collica Group operates with complete independence. Every resource we deploy is chosen for one reason only — what is best for you.

We have the autonomy to work across a broad network of institutional partners — from Fidelity Investments for custody to Goldman Sachs for lending strategies. Unlike most advisors who are locked into a single platform, The Collica Group operates with complete independence. Every resource we deploy is chosen for one reason only — what is best for you.

No conflicts. No constraints. No compromises. That is the Collica Group standard.

No conflicts. No constraints. No compromises. That is the Collica Group standard.

No conflicts. No constraints. No compromises. That is the Collica Group standard.

What our clients have to say

What our clients have to say

What our clients have to say

Non-compensated client testimonial; may not be representative of all client experiences; no guarantee of future performance or success.

"Anthony brings a high level of professionalism, discretion, and technical knowledge to his work. He communicates complex financial matters with clarity and precision, and his approach is thoughtful, organized, and client focused. I’ve valued his strategic insight and consistent attention to detail."

JEREMY P

“Anthony stepped in during a very challenging time for our family and provided guidance that truly made a difference. What felt overwhelming became manageable with the right direction and support. He is far more than a financial advisor. He genuinely cares and treats his clients like family. We are incredibly grateful.”

NIKIE A

“Working with Anthony Collica has been a game-changer for my financial future.  He took the time to walk me through retirement, estate planning, tax strategies, and he has helped make complex decisions simple. He is always available to help and has given me complete peace of mind. I can't recommend him enough.”

PAUL H

“I have been a client of Anthony’s for over 15 years. During that time, I’ve seen meaningful growth across my investments. Anthony has been a thoughtful steward of both my IRA and personal accounts, and has also supported me through my journey in real estate holdings. When I’ve needed funds to purchase property, he has helped me explore financing options and think through the best approach. His guidance has allowed me to make confident, well-informed decisions, particularly around working capital, tax considerations, and minimizing capital gains where possible. Over the years, our relationship has grown into both a professional partnership and a friendship, and I’ve come to truly value his perspective and advice. He has also been a steady, trusted presence during some very challenging times in my life, which has meant a great deal to me. I’ve experienced positive outcomes not only in my investment accounts but also in my real estate endeavors. I’ve referred many friends and family members to Anthony, confident that they will receive the same level of attention, care, and thoughtful financial guidance.”

JOE A

I’ve been a financial advisor for over 15 years, and if I were to hire anyone to manage my money, I would choose Anthony. I’ve had the opportunity to consult with him on client strategies, and his depth of knowledge is truly top-tier. What sets him apart is his ability to think far beyond the basics of financial planning—he brings a level of strategic insight that’s rare to find. Anthony understands the complexities of wealth at a high level and consistently delivers thoughtful, well-executed solutions.

Devon S
Senior Financial Advisor

"Anthony has been an absolute lifesaver and a brilliant financial partner. During the toughest times- COVID, unpredictable government policies, and one disaster after another- he didn’t just manage my investments; he kept me calm and talked me out of pulling everything out, when panic was everywhere. His wise, steady approach paid off big time: my account has reached an all-time high, and we’re able to draw a solid salary from it every month. Honestly, we’re making more now than we ever did when we were working full-time. I can’t recommend Anthony highly enough, he’s the real deal!"

DANIEL L

“I am the President and CEO of a company representing plastic manufacturers within the automotive industry. Anthony has managed my investments for over 11 years. At one point, I chose to step away from his guidance, and that decision led to meaningful losses. Returning to Anthony was one of the most important financial decisions I have made. Within 18 months, he helped recover a substantial portion of those losses through a disciplined strategy and steady leadership. Anthony brings a level of skill, professionalism, and integrity that is uncommon in this industry. I trust him fully and deeply value the results he has delivered.”

BRIAN R

“I’ve worked with Anthony Collica and the Collica Group for the past few years, and the experience has been exceptional. Anthony provides clear, strategic guidance across investing, business, and tax decisions, always explaining the “why” behind each move. His team is highly organized and responsive, making everything seamless. I’ve moved all of my assets to the firm and referred others who’ve had the same great experience.”

KYLE S

“Anthony Collica, my husband and financial advisor, is so much more than a financial advisor. He’s really a life advisor. Whether it’s a quick day-to-day question or a major life decision, he’s always there with a level of knowledge and guidance that’s hard to find. What stands out most to me is how much he truly cares. He treats every situation like it’s his own and is constantly thinking ahead for the people he works with. He never really shuts it off- he’s always working, always learning, and always looking for ways to better serve his clients. He’s always there when people need him, no matter the situation. I see what he does behind the scenes when no one’s looking, and that’s what makes me the most proud. He practices what he preaches, takes care of the people around him, and is always willing to help family and friends without expecting anything in return. Everyone I’ve recommended to work with him has been beyond grateful and impressed with his work. This isn’t just his job, it’s his passion, and you will see that when you speak with him and through the content he shares.”

DANIELLE C

Very impressive. I' m very happy with the move to the Collica Group…wish I did it sooner.

Adam F
Product Designer, Acme Inc.

"Anthony brings a high level of professionalism, discretion, and technical knowledge to his work. He communicates complex financial matters with clarity and precision, and his approach is thoughtful, organized, and client focused. I’ve valued his strategic insight and consistent attention to detail."

JEREMY P

"Anthony has been an absolute lifesaver and a brilliant financial partner. During the toughest times- COVID, unpredictable government policies, and one disaster after another- he didn’t just manage my investments; he kept me calm and talked me out of pulling everything out, when panic was everywhere. His wise, steady approach paid off big time: my account has reached an all-time high, and we’re able to draw a solid salary from it every month. Honestly, we’re making more now than we ever did when we were working full-time. I can’t recommend Anthony highly enough, he’s the real deal!"

DANIEL L

“Anthony stepped in during a very challenging time for our family and provided guidance that truly made a difference. What felt overwhelming became manageable with the right direction and support. He is far more than a financial advisor. He genuinely cares and treats his clients like family. We are incredibly grateful.”

NIKIE A

“I am the President and CEO of a company representing plastic manufacturers within the automotive industry. Anthony has managed my investments for over 11 years. At one point, I chose to step away from his guidance, and that decision led to meaningful losses. Returning to Anthony was one of the most important financial decisions I have made. Within 18 months, he helped recover a substantial portion of those losses through a disciplined strategy and steady leadership. Anthony brings a level of skill, professionalism, and integrity that is uncommon in this industry. I trust him fully and deeply value the results he has delivered.”

BRIAN R

“Working with Anthony Collica has been a game-changer for my financial future.  He took the time to walk me through retirement, estate planning, tax strategies, and he has helped make complex decisions simple. He is always available to help and has given me complete peace of mind. I can't recommend him enough.”

PAUL H

“I’ve worked with Anthony Collica and the Collica Group for the past few years, and the experience has been exceptional. Anthony provides clear, strategic guidance across investing, business, and tax decisions, always explaining the “why” behind each move. His team is highly organized and responsive, making everything seamless. I’ve moved all of my assets to the firm and referred others who’ve had the same great experience.”

KYLE S

“I have been a client of Anthony’s for over 15 years. During that time, I’ve seen meaningful growth across my investments. Anthony has been a thoughtful steward of both my IRA and personal accounts, and has also supported me through my journey in real estate holdings. When I’ve needed funds to purchase property, he has helped me explore financing options and think through the best approach. His guidance has allowed me to make confident, well-informed decisions, particularly around working capital, tax considerations, and minimizing capital gains where possible. Over the years, our relationship has grown into both a professional partnership and a friendship, and I’ve come to truly value his perspective and advice. He has also been a steady, trusted presence during some very challenging times in my life, which has meant a great deal to me. I’ve experienced positive outcomes not only in my investment accounts but also in my real estate endeavors. I’ve referred many friends and family members to Anthony, confident that they will receive the same level of attention, care, and thoughtful financial guidance.”

JOE A

“Anthony Collica, my husband and financial advisor, is so much more than a financial advisor. He’s really a life advisor. Whether it’s a quick day-to-day question or a major life decision, he’s always there with a level of knowledge and guidance that’s hard to find. What stands out most to me is how much he truly cares. He treats every situation like it’s his own and is constantly thinking ahead for the people he works with. He never really shuts it off- he’s always working, always learning, and always looking for ways to better serve his clients. He’s always there when people need him, no matter the situation. I see what he does behind the scenes when no one’s looking, and that’s what makes me the most proud. He practices what he preaches, takes care of the people around him, and is always willing to help family and friends without expecting anything in return. Everyone I’ve recommended to work with him has been beyond grateful and impressed with his work. This isn’t just his job, it’s his passion, and you will see that when you speak with him and through the content he shares.”

DANIELLE C

I’ve been a financial advisor for over 15 years, and if I were to hire anyone to manage my money, I would choose Anthony. I’ve had the opportunity to consult with him on client strategies, and his depth of knowledge is truly top-tier. What sets him apart is his ability to think far beyond the basics of financial planning—he brings a level of strategic insight that’s rare to find. Anthony understands the complexities of wealth at a high level and consistently delivers thoughtful, well-executed solutions.

Devon S
Senior Financial Advisor

Very impressive. I' m very happy with the move to the Collica Group…wish I did it sooner.

Adam F
Product Designer, Acme Inc.

“My aim is to serve as each client’s personal Chief Financial Officer, providing clarity, structure, and oversight so they can focus on what matters most.”

“My aim is to serve as each client’s personal Chief Financial Officer, providing clarity, structure, and oversight so they can focus on what matters most.”

“My aim is to serve as each client’s personal Chief Financial Officer, providing clarity, structure, and oversight so they can focus on what matters most.”

Frequently Asked Questions

Frequently Asked Questions

Frequently Asked Questions

Please contact us if you cannot find an answer to your question.

What types of services do you offer, and how can you help me achieve my financial goals?
What sets your financial planning approach apart from others?
How do you determine the right investment strategy for me?
What is your fee structure for financial planning services?
How often will we meet to review my financial plan?

FORT LAUDERDALE, FL
215 N New River Dr E.
Fort Lauderdale FL 33301

SOUTHFIELD, MI
28411 Northwestern Hwy.
Suite 1300, Southfield, MI 48034

SAG HARBOR, NY

CONNECT

Anthony M. Collica, CFP®, ChFC®, BFA™

Executive Director Wealth Management

Ashley Brünner

COO & Client Concierge

Join our newsletter

@ 2026 Collica Group. All rights reserved

Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth. This communication is strictly intended for individuals residing in the states of  CO, FL, MI, NY, OH, VA . No offers may be made or accepted from any resident outside the specific states referenced.


 This award was issued on 05/01/2025 by Five Star Professional (FSP) for the time period 08/21/2024 through 02/28/2025. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 3715 Detroit-area wealth managers were considered for the award; 289 (8 % of candidates) were named 2025 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2024: 3,651, 278, 8%, 5/1/24, 9/5/23 - 2/29/24; 2023: 3,550, 312, 8.7%, 5/1/23, 9/5/22 - 3/3/23; 2022: 3273, 304, 9%, 5/1/22, 9/3/21 - 3/11/22; 2021: 3260, 275, 8%, 5/1/21, 8/10/20 - 3/19/21; 2020: 3105, 284, 9%, 5/1/20, 8/1/19 - 3/20/20; 2019: 2987, 347, 12%, 5/1/19, 8/21/18 - 3/19/19; 2018: 3069, 322, 10%, 5/1/18, 8/30/17 - 3/19/18; 2017: 1836, 356, 19%, 5/1/17, 8/24/16 - 2/24/17; 2016: 1961, 630, 32%, 4/1/16, 10/22/15 - 3/9/16; 2015: 2238, 627, 28%, 5/1/15, 10/22/14 - 3/9/15; 2014: 3448, 658, 19%, 5/1/14, 10/22/13 - 3/9/14; 2013: 2762, 749, 27%, 5/1/13, 10/22/12 - 3/9/13; 2012: 2658, 745, 28%, 5/1/12, 10/22/11 - 3/9/12. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria - required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria - considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com. 


The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. The company is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website. When you access one of these websites, you are leaving our web site and assume total responsibility and risk for your use of the websites you are linking to.

Osaic Wealth Form CRS

FORT LAUDERDALE, FL
215 N New River Dr E.
Fort Lauderdale FL 33301

SOUTHFIELD, MI
28411 Northwestern Hwy.
Suite 1300, Southfield, MI 48034

SAG HARBOR, NY

CONNECT

Anthony M. Collica, CFP®, ChFC®, BFA™

Executive Director Wealth Management

Ashley Brünner

COO & Client Concierge

Join our newsletter

@ 2026 Collica Group. All rights reserved

Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth. This communication is strictly intended for individuals residing in the states of  CO, FL, MI, NY, OH, VA . No offers may be made or accepted from any resident outside the specific states referenced.


 This award was issued on 05/01/2025 by Five Star Professional (FSP) for the time period 08/21/2024 through 02/28/2025. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 3715 Detroit-area wealth managers were considered for the award; 289 (8 % of candidates) were named 2025 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2024: 3,651, 278, 8%, 5/1/24, 9/5/23 - 2/29/24; 2023: 3,550, 312, 8.7%, 5/1/23, 9/5/22 - 3/3/23; 2022: 3273, 304, 9%, 5/1/22, 9/3/21 - 3/11/22; 2021: 3260, 275, 8%, 5/1/21, 8/10/20 - 3/19/21; 2020: 3105, 284, 9%, 5/1/20, 8/1/19 - 3/20/20; 2019: 2987, 347, 12%, 5/1/19, 8/21/18 - 3/19/19; 2018: 3069, 322, 10%, 5/1/18, 8/30/17 - 3/19/18; 2017: 1836, 356, 19%, 5/1/17, 8/24/16 - 2/24/17; 2016: 1961, 630, 32%, 4/1/16, 10/22/15 - 3/9/16; 2015: 2238, 627, 28%, 5/1/15, 10/22/14 - 3/9/15; 2014: 3448, 658, 19%, 5/1/14, 10/22/13 - 3/9/14; 2013: 2762, 749, 27%, 5/1/13, 10/22/12 - 3/9/13; 2012: 2658, 745, 28%, 5/1/12, 10/22/11 - 3/9/12. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria - required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria - considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com. 


The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. The company is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website. When you access one of these websites, you are leaving our web site and assume total responsibility and risk for your use of the websites you are linking to.

Osaic Wealth Form CRS

FORT LAUDERDALE, FL
215 N New River Dr E.
Fort Lauderdale FL 33301

SOUTHFIELD, MI
28411 Northwestern Hwy.
Suite 1300, Southfield, MI 48034

SAG HARBOR, NY

CONNECT

Anthony M. Collica, CFP®, ChFC®, BFA™

Executive Director Wealth Management

Ashley Brünner

COO & Client Concierge

Join our newsletter

@ 2026 Collica Group. All rights reserved

Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth. This communication is strictly intended for individuals residing in the states of  CO, FL, MI, NY, OH, VA . No offers may be made or accepted from any resident outside the specific states referenced.


 This award was issued on 05/01/2025 by Five Star Professional (FSP) for the time period 08/21/2024 through 02/28/2025. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 3715 Detroit-area wealth managers were considered for the award; 289 (8 % of candidates) were named 2025 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2024: 3,651, 278, 8%, 5/1/24, 9/5/23 - 2/29/24; 2023: 3,550, 312, 8.7%, 5/1/23, 9/5/22 - 3/3/23; 2022: 3273, 304, 9%, 5/1/22, 9/3/21 - 3/11/22; 2021: 3260, 275, 8%, 5/1/21, 8/10/20 - 3/19/21; 2020: 3105, 284, 9%, 5/1/20, 8/1/19 - 3/20/20; 2019: 2987, 347, 12%, 5/1/19, 8/21/18 - 3/19/19; 2018: 3069, 322, 10%, 5/1/18, 8/30/17 - 3/19/18; 2017: 1836, 356, 19%, 5/1/17, 8/24/16 - 2/24/17; 2016: 1961, 630, 32%, 4/1/16, 10/22/15 - 3/9/16; 2015: 2238, 627, 28%, 5/1/15, 10/22/14 - 3/9/15; 2014: 3448, 658, 19%, 5/1/14, 10/22/13 - 3/9/14; 2013: 2762, 749, 27%, 5/1/13, 10/22/12 - 3/9/13; 2012: 2658, 745, 28%, 5/1/12, 10/22/11 - 3/9/12. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria - required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria - considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com. 


The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. The company is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website. When you access one of these websites, you are leaving our web site and assume total responsibility and risk for your use of the websites you are linking to.

Osaic Wealth Form CRS